ISO 42001 TemplatesISO/IEC 42001 Annex A.3 Internal organisation
Controls for roles, responsibilities and reporting of AI concerns inside the organisation.
Covers
- Internal organisation
Readiness question
Are AI roles and responsibilities defined, and is there a way for staff to report concerns about AI systems?
Evidence an auditor will ask for
- AI roles and responsibilities
- Process for reporting concerns
The AI Governance Toolkit (Professional, $599) has the full 45-line ISO/IEC 42001 gap assessment, audit evidence checklist, AI policy and risk register.
Other parts of ISO/IEC 42001
- Clause 4 Context
- Clause 5 Leadership
- Clause 6 Planning
- Clause 7 Support
- Clause 8 Operation
- Clause 9 Performance evaluation
- Clause 10 Improvement
- Annex A.2 Policies related to AI
- Annex A.4 Resources for AI systems
- Annex A.5 Assessing impacts of AI systems
- Annex A.6 AI system life cycle
- Annex A.7 Data for AI systems
- Annex A.8 Information for interested parties
- Annex A.9 Use of AI systems
- Annex A.10 Third-party and customer relationships
Clause numbers and Annex A area names follow ISO/IEC 42001:2023; descriptions are our own.